Sebi Regulations Jobs in Mumbai

Company Secretary

Permanent Job

Mumbai ,

India

1-3 years

sebi regulations e-Voting NHAI capital gains bonds statutory registers rights issues shareholder matters Compliance private placements IPOs sebi regulations AGMs board meetings

4 months ago

ECB financial covenants Documentation Coordination working capital facilities funds infusion M&A Valuations Liquidity irr Project Finance Banking Products FDI Investments fund flows security creation sebi regulations bank guarantees Compliances Financing ratings LCs SBLCs

4 months ago

Buy Side Equity Research Analyst- AMC Background is a must

Permanent Job

Mumbai ,

India

4-6 years

Equity Research Analytical Abilities market information Investment Forecasting Real Estate Corporate Governance Financial Analysis investment strategies Alpha Ideas Commodities sebi regulations Fund Management Fund Operations Research Reporting small cap

4 months ago

Manager PMS

Permanent Job

Mumbai City ,

Mumbai

2-10 years

700000 - 1200000 INR

Operation Management fees Distributor fees Pms DP reconciliation Performance fees sebi regulations Sebi Aif

4 months ago

Company Secretary

Permanent Job

Mumbai ,

India

0-2 years

Companies Act MCA portal Leave distribution agreements Contracts Company Secretary Compliances SEBI Mutual Fund Regulations incense agreements legal agreements Secretarial Standards Secretarial records statutory Registers Govt. Authorities

8 days ago

Head - Merchant Banking

Permanent Job

Mumbai ,

India

8-10 years

Companies Act Companies Act 2013 Income Tax LODR Due Diligence Corporate Governance FEMA SAST Regulations Offer Documents ICDR SEBI (LODR Regulations Compliances

15 days ago

Credit Manager-SUPPORT SERVICES-Credit

Permanent Job

Mumbai ,

India

10-12 years

Credit Underwriting RBI regulations Presentation Skills Sebi Accounting Standards Balance Sheet Analysis Verbal communication ability Written Communication

28 days ago

Senior Manager | Chief Manager - Centralized Operations â Distributor Management KAAML AIFs

Permanent Job

Mumbai ,

India

6-10 years

Private Banking Wealth Management RBI regulations Kyc Securities Sebi Capital Markets Excel Aif

a month ago

Compliance Associate

Permanent Job

Mumbai ,

India

3-5 years

Kyc Investment foreign law firms Companies Act SEBI AIF Regulations ESG FEMA Oral Insider Trading Policy regulations interaction skills Written Communication Aml Aif

4 months ago

Team Member-Secretarial_AM

Permanent Job

Delhi ,

Hyderabad / Secunderabad, Telangana ,

Bengaluru / Bangalore ,

Chennai ,

Kolkata ,

Mumbai ,

Pune ,

India

0-2 years

Foreign Corrupt Practices Act Overseas Direct Investment Foreign Direct Investment Prevention of Corruption Act Corporate Actions FEMA Compliance SEBI Insider Trading Regulations uk bribery act SEBI Takeover Regulations Stamp Act Compliance Shareholders Agreement Listing Agreement Companies Act 2013

4 months ago

Trainee/Associate - KYC & Onboarding (Broking)

Permanent Job

Mumbai ,

India

1-3 years

customer service client on-boarding process Graduation Documents appropriate resolution Challenges on-boarding experience escalating issues requests QA scores Financial Services engineering teams escalation policies Kyc Verification global policies Rbi auditors Empathy customer support team awesome customer experience KYC cases Quality Checks end-to-end KYC remediation regulations periodic review growth quality standards existing clients Progress KYC knowledge Sebi Product

4 months ago

Assistant Vice President Compliance

Permanent Job

Navi Mumbai ,

Mumbai ,

India

12-15 years

Sebi self- scheduling Bye-laws Record Keeping Legal Investor Grievances Exchanges SCRA DP Stock Broking Audit business nature prioritize tasks Regulations manage multiple tasks Compliance Sop Flexibility Time Management SEBI Act follow up professional correspondence Rules

4 months ago

Company Secretary

Permanent Job

Navi Mumbai ,

Mumbai ,

India

3-5 years

Companies Act RTA Benpos Analysis CDSL Corporate regulations NSDL Xbrl SCORES Platform SEBI LODR Bse Secretarial Standards SAST Sebi PIT

4 months ago

Credit Analyst - BFIG Credit - Bank

Permanent Job

Mumbai ,

India

3-8 years

Credit risk underwriting credit risk assessment RBI regulations Presentation Skills Sebi Verbal Communication balance sheet analysis Credit Appraisal communication ability Written Communication Accounting Standards

5 months ago

Chief Manager/Associate Vice President - Wholesale Credit - Conglomerates & Corporates Group-Bank

Permanent Job

Mumbai ,

India

8-12 years

Credit Underwriting RBI regulations Presentation Skills Sebi Accounting Standards Balance Sheet Analysis Verbal communication ability Written Communication

5 months ago

Executive / Senior Executive

Permanent Job

Mumbai ,

India

3-5 years

Company Act SEBI Listing Regulations Drafting Skills Ms Word Good Interpersonal Skills Timely Execution Skills Ms Office

3 months ago

Head of Regulatory Compliance

Permanent Job

Mumbai ,

India

12-14 years

group level regulatory responsibilities sebi guidelines Regulatory Compliance financial security Regulatory Requirements banking regulation acts Transaction Banking regulatory expectations kyc regulations regulatory topics Rbi FEMA Aml

4 months ago

Vice President - India Compliance (GIFT City)

Permanent Job

Mumbai ,

India

10-12 years

Compliance Business Unit Colleagues Global Financial Service Company Regulatory Focus Legal Trading Compliance Compliance Sebi regulators IFSCA Sales Chartered Accountant Regulatory Inquiries Regional Teams Litigation Law Degree Trading Activities Training Materials New Regulations Communication Skills New Product Initiatives New Technology Initiatives Surveillance Company Secretary securities market electronic trading Stock Exchanges Capital Markets Algorithm Trading Written Supervisory Procedures booking systems

5 months ago

Company Secretary

Permanent Job

Navi Mumbai ,

Mumbai ,

India

5-7 years

Companies Act Company Secretary SEBI LODR Regulations board of directors

5 months ago

Intern-Company Secretary

Permanent Job

Navi Mumbai ,

Mumbai ,

India

0-21 years

Companies Act Company Secretarial SEBI LODR Regulations

5 months ago

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Sebi Regulations Jobs in Mumbai

Company Secretary

Treasury Manager

Buy Side Equity Research Analyst- AMC Background is a must

Manager PMS

Company Secretary

Head - Merchant Banking

Credit Manager-SUPPORT SERVICES-Credit

Senior Manager | Chief Manager - Centralized Operations â Distributor Management KAAML AIFs

Compliance Associate

Team Member-Secretarial_AM

Trainee/Associate - KYC & Onboarding (Broking)

Assistant Vice President Compliance

Company Secretary

Credit Analyst - BFIG Credit - Bank

Chief Manager/Associate Vice President - Wholesale Credit - Conglomerates & Corporates Group-Bank

Executive / Senior Executive

Head of Regulatory Compliance

Vice President - India Compliance (GIFT City)

Company Secretary

Intern-Company Secretary