106

Sebi Regulations Jobs

Company Secretary

Permanent Job

Delhi ,

India

2-4 years

file and register documents Maintain and update Statutory Registers Records Startup registration and others Due diligence etc. are desirable e-forms and returns under various Acts file returns Excellent Communication conduct GM coordination and assistance in conducting Board Meetings Detailed understanding of the Companies Act Experience of secretarial audits preparation and filing of various documents SARFAESI ACT with SEBI Listing regulations and other SEBI laws LLP Registration 2013 Prepare minutes Society Registration Drafting / vetting of contracts and agreements under various laws. Knowledge of companies act 2013 Secretarial Compliance Management including checklist All types of registrations including Company Registration Committee Meetings minutes manage compliance audit Statutory Declarations The FEMA ACT Annual General Meetings and Extraordinary General Meetings etc. etc. under the Companies Act Forms

a month ago

Company Secretary & Compliance Officer

Permanent Job

Ahmedabad ,

India

3-5 years

Policies Vetting Compliance Management Procedures Agreements training material technology initiatives Drafting regulatory changes AIF regulations PMS project initiatives conducting training sessions Sebi

a month ago

Senior Manager | Chief Manager - Centralized Operations â Distributor Management KAAML AIFs

Permanent Job

Mumbai ,

India

6-10 years

Private Banking Wealth Management RBI regulations Kyc Securities Sebi Capital Markets Excel Aif

a month ago

SH_CS_SSC_Ahmedabad

Permanent Job

Ahmedabad ,

India

10-12 years

Companies Act SEBI LODR Regulations corporate ethics code of conduct risk management SEBI Takeover Regulations FEMA SEBI PIT Regulations RBI Regulations Legal Documents

a month ago

Urgent Opening Qualified CS & Semi Qualified CS / Compliance Officer

Permanent Job

Ahmedabad ,

India

1-3 years

Companies Act Company secretary Company Law RBI regulations Agm compliance functions secretarial records EGM Board Meetings minutes Stock Exchange regulations Sebi

a month ago

RB - Affluent Business:Relationship Manager - NRI

Permanent Job

Bhilai ,

India

0-2 years

Client Relationship Management sound financial advice Financial Acumen CRM system Problem-Solving Abilities Banking Products legislation Communication Sales and Negotiation Skills KYC/SEBI rules regulations Financial Markets Services Financial Statements

a month ago

Credit Manager-SUPPORT SERVICES-Credit

Permanent Job

Mumbai ,

India

10-12 years

Credit Underwriting RBI regulations Presentation Skills Sebi Accounting Standards Balance Sheet Analysis Verbal communication ability Written Communication

30 days ago

Compliance Associate

Permanent Job

Mumbai ,

India

3-5 years

Kyc Investment foreign law firms Companies Act SEBI AIF Regulations ESG FEMA Oral Insider Trading Policy regulations interaction skills Written Communication Aml Aif

4 months ago

Company Secretary

Permanent Job

Hyderabad / Secunderabad, Telangana ,

India

3-5 years

FEMA Regulations Power Point Time Management SEBI (LODR) Regulations Ms Word Communication Skills Corporate Laws NBFC Regulations Secretarial Standards Team Building Networking Skills Excel

5 months ago

Executive / Senior Executive

Permanent Job

Mumbai ,

India

3-5 years

Company Act SEBI Listing Regulations Drafting Skills Ms Word Good Interpersonal Skills Timely Execution Skills Ms Office

3 months ago

Legal Secretary

Permanent Job

Bengaluru / Bangalore ,

India

2-3 years

Companies Act SEBI LODR Regulations Securities and Exchange Board of India LLP Act Microsoft Office Suite Registrar of Companies Corporate Affairs

5 months ago

Company Secretary

Permanent Job

Bengaluru / Bangalore ,

India

2-3 years

Legal SEBI LODR Regulations Modification Satisfaction of Charges LLP Act Charge Creation Compliance Companies Act Corporate Actions

5 months ago

Deputy Manager

Permanent Job

Bengaluru / Bangalore ,

India

2-6 years

Statutory Audit Indian GAAP Statutory Reporting RBI Regulations SEBI LODR Tax Audit Accounting Standards Us Gaap Ind As IFRS Standards on Auditing SAP Ms Office Oracle

4 months ago

Assistant Vice President Compliance

Permanent Job

Navi Mumbai ,

Mumbai ,

India

12-15 years

Sebi self- scheduling Bye-laws Record Keeping Legal Investor Grievances Exchanges SCRA DP Stock Broking Audit business nature prioritize tasks Regulations manage multiple tasks Compliance Sop Flexibility Time Management SEBI Act follow up professional correspondence Rules

4 months ago

Company Secretary

Permanent Job

Navi Mumbai ,

Mumbai ,

India

3-5 years

Companies Act RTA Benpos Analysis CDSL Corporate regulations NSDL Xbrl SCORES Platform SEBI LODR Bse Secretarial Standards SAST Sebi PIT

4 months ago

Credit Analyst - BFIG Credit - Bank

Permanent Job

Mumbai ,

India

3-8 years

Credit risk underwriting credit risk assessment RBI regulations Presentation Skills Sebi Verbal Communication balance sheet analysis Credit Appraisal communication ability Written Communication Accounting Standards

5 months ago

Chief Manager/Associate Vice President - Wholesale Credit - Conglomerates & Corporates Group-Bank

Permanent Job

Mumbai ,

India

8-12 years

Credit Underwriting RBI regulations Presentation Skills Sebi Accounting Standards Balance Sheet Analysis Verbal communication ability Written Communication

5 months ago

Company Secretary - Senior Associate

Permanent Job

Noida ,

India

2-4 years

Companies Act Company Secretary Statutory Filings Corporate Law Secretarial Documentation Board Meetings RBI Compliance SEBI Listing Regulations Corporate Governance Committee Meetings General Meetings

5 months ago

Head of Regulatory Compliance

Permanent Job

Mumbai ,

India

12-14 years

group level regulatory responsibilities sebi guidelines Regulatory Compliance financial security Regulatory Requirements banking regulation acts Transaction Banking regulatory expectations kyc regulations regulatory topics Rbi FEMA Aml

4 months ago

Direct Tax & Structuring

Permanent Job

Ahmedabad ,

India

10-12 years

Corporate Laws FEMA Sebi Corporate Tax Laws M&A Tax Stock Exchange Regulations

5 months ago

Trainee/Associate - KYC & Onboarding (Broking)

Permanent Job

Mumbai ,

India

1-3 years

customer service client on-boarding process Graduation Documents appropriate resolution Challenges on-boarding experience escalating issues requests QA scores Financial Services engineering teams escalation policies Kyc Verification global policies Rbi auditors Empathy customer support team awesome customer experience KYC cases Quality Checks end-to-end KYC remediation regulations periodic review growth quality standards existing clients Progress KYC knowledge Sebi Product

4 months ago

Manager Company Secretary

Permanent Job

Pune ,

India

3-8 years

Companies Act Regulations Compliance Management Software Trackers Secretarial Audit Report Secretarial compliances SEBI LODR Committee Annual General Meetings Corporate Laws Board Power of Attorney SEBI Rules

5 months ago

Assistant Manager Statutory Audit

Permanent Job

Delhi ,

India

2-6 years

Statutory Audit Indian GAAP RBI Regulations SEBI LODR Tax Audit Accounting Standards Consolidation Us Gaap Ind As IFRS SAP Ms Office Oracle

5 months ago

Vice President - India Compliance (GIFT City)

Permanent Job

Mumbai ,

India

10-12 years

Compliance Business Unit Colleagues Global Financial Service Company Regulatory Focus Legal Trading Compliance Compliance Sebi regulators IFSCA Sales Chartered Accountant Regulatory Inquiries Regional Teams Litigation Law Degree Trading Activities Training Materials New Regulations Communication Skills New Product Initiatives New Technology Initiatives Surveillance Company Secretary securities market electronic trading Stock Exchanges Capital Markets Algorithm Trading Written Supervisory Procedures booking systems

5 months ago

Company Secretary

Permanent Job

Jaipur ,

India

1-3 years

compliance officer Investor Grievance Reporting of Share Transfer Agent Financial Reporting Roc Companies Act SEBI Listing Regulations regulation Reporting of related parties transaction Legal Advice NSE Shareholding Pattern Corporate Matters Company Secretary Annual Report Bse

5 months ago

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sebi regulations Jobs

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Sebi Regulations Jobs

Company Secretary

Company Secretary & Compliance Officer

Senior Manager | Chief Manager - Centralized Operations â Distributor Management KAAML AIFs

SH_CS_SSC_Ahmedabad

Urgent Opening Qualified CS & Semi Qualified CS / Compliance Officer

RB - Affluent Business:Relationship Manager - NRI

Credit Manager-SUPPORT SERVICES-Credit

Compliance Associate

Company Secretary

Executive / Senior Executive

Legal Secretary

Company Secretary

Deputy Manager

Assistant Vice President Compliance

Company Secretary

Credit Analyst - BFIG Credit - Bank

Chief Manager/Associate Vice President - Wholesale Credit - Conglomerates & Corporates Group-Bank

Company Secretary - Senior Associate

Head of Regulatory Compliance

Direct Tax & Structuring

Trainee/Associate - KYC & Onboarding (Broking)

Manager Company Secretary

Assistant Manager Statutory Audit

Vice President - India Compliance (GIFT City)

Company Secretary