Investment Compliance Jobs in Pune

Team Manager - Investment Guideline Manager

Permanent Job

Pune ,

India

8-10 years

Investment Compliance Team Management Risk and Control Obligations Regulatory Background Innovation Financial Instruments thought leadership IT-applications German Communication English Microsoft Office Asset Management

3 days ago

Team Manager - Investment Guideline Manager

Permanent Job

Pune ,

India

8-10 years

Regulatory Background Team Management Innovation Financial Instruments IT-applications Investment Compliance Communication Microsoft Office Asset Management

3 days ago

Associate, Compliance & Control Representative I

Permanent Job

Pune ,

India

3-5 years

Financial Services Investment Banking Auditing Compliance Concepts Compliance conflict of interest Data Collection Reporting Control Regulatory Changes Personal Securities Trade Policy Communication Skills Employee Trading Programs Data Analysis

5 days ago

Associate, Personal Account Dealing- Compliance & Control Representative I

Permanent Job

Pune ,

India

3-5 years

Compliance Insider Risk Financial Services Control conflict of interest Investment Banking Auditing Regulatory Material Non-Public Information Employee Trading Programs

3 days ago

Senior Supervisor - Cash & Risk Management

Permanent Job

Pune ,

India

10-12 years

Microsoft Office Applications Leadership Compliance Internal Controls Treasury Management investment strategies Customer Service Hedging Cash Management Process Improvement Receipt Management Risk Management Risk Financial Controls technology solutions Liquidity Planning Inventory Management Bank Guarantee Management Bank Mandate Bank Reconciliation Payment Management Learning And Development Accounts Receivable Cash Flow Forecasting Accounts Payable Presentation Skills Continuous Learning Collaboration credit facilities Bank Portal Access IFRS SAP Automation

4 days ago

Analyst

Permanent Job

Pune ,

India

0-2 years

Finance Investment Banking document digitization trade lifecycle generation Compliance cash securities operations Derivatives Data Analytics

4 days ago

Analyst

Permanent Job

Pune ,

India

0-2 years

Finance Investment Banking document digitization trade lifecycle generation Compliance cash securities operations Derivatives Data Analytics

13 days ago

MULTI PROPERTY DIRECTOR OF SALES & MARKETING

Permanent Job

Pune ,

India

2-4 years

Sales Activities Promotions Collateral Leadership Bench Customer Satisfaction Marketing Communications Return on Investment Strategic Account Plan Marketing Sales Customer Relationships Property Sales Objectives Revenue Management Sales Strategy Brand Business Strategy Hotel Industry Workforce Planning Management Human Resources Marketing Communication Brand Strategy Sales Process Training Resources Functional Knowledge Brand Awareness Revenue Strategies Talent Needs Leadership Compliance Competitive Shopping Reports Market Trends Customer Service Public Relations sales liaison Property Specific Campaigns Recruitment market share Market Position Service Basics customer advocacy brand standards Brand Management occupancy Sales Calls Customer Needs Business Administration Operations sales contracts Performance Management Community Relations crisis communications Marketing Budget Brand/Product Awareness Talent Acquisition RevPAR Booking Goals Leadership Development Campaigns service standards Guest Issues Regional Promotions Electronic Lead Channels customer intelligence Loyalty Sales Goals Customer Service Standards Property Revenues Business Solutions

16 days ago

Assistant Vice President - Regulatory/Risk/Performance Reporting

Permanent Job

Pune ,

India

9-11 years

Reg Reporting Fwds asset classes Swaps market data platforms F&O OTCs Bloomberg Fund Compliance structured products Written And Verbal Communication Skills Performance Reporting Investment Risk Client Service

25 days ago

Analyst

Permanent Job

Pune ,

India

0-2 years

Finance Investment Banking document digitization trade lifecycle generation Compliance cash securities operations Derivatives Data Analytics

24 days ago

Analyst

Permanent Job

Pune ,

India

0-2 years

Finance Investment Banking document digitization trade lifecycle generation Compliance cash securities operations Derivatives Data Analytics

27 days ago

Consolidation Manager APAC

Permanent Job

Pune ,

India

4-8 years

Equity Accounting intercompany loan USGAAP currency translation accounting Sox Compliance Investment ifrs Finance Epm Erp

a month ago

Support

Permanent Job

Pune ,

India

0-2 years

Compliance finra accounting communication legally protected status case studies Independent Financial high-quality standards Hiring Training fast-paced customer service focus Problem-solving regulatory consulting physical transfers policy of nondiscrimination Aca analyst training program medical coverage initiative Personal Accident Insurance Employee Resource Groups Privilege Leave qualified applicants English internal initiatives Employee Discount programs Promotions professional integrity Written Communication ad-hoc work broker dealers Novel customer service wellness programs investment industry terminations Knowledge Sharing Discipline supervisor instruction layoffs small team Maternity & Fertility Attention To Detail complex Recruiting Group Term Life Insurance Goal Oriented ACA Paid Holidays leaves of absence Organizational discretion Total Rewards package emotional well-being Dependable working relationships competitive compensation package Flexible Adaptable topical tests Placement special projects Casual/Sick Leave Microsoft Office Research Performance learning management system

a month ago

Senior Associate, Compliance & Control

Permanent Job

Pune ,

India

5-7 years

Compliance auditing Accounting Finance conflict of interest compliance issues product/financial services Control Banking English Insider risk regulatory changes protecting material non-public information compliance concepts Investment Banking employee trading programs

a month ago

Team Member-Secretarial_AM

Permanent Job

Delhi ,

Hyderabad / Secunderabad, Telangana ,

Bengaluru / Bangalore ,

Chennai ,

Kolkata ,

Mumbai ,

Pune ,

India

0-2 years

Foreign Corrupt Practices Act Overseas Direct Investment Foreign Direct Investment Prevention of Corruption Act Corporate Actions FEMA Compliance SEBI Insider Trading Regulations uk bribery act SEBI Takeover Regulations Stamp Act Compliance Shareholders Agreement Listing Agreement Companies Act 2013

4 months ago

Relationship Manager-First Wealth-North

Permanent Job

Delhi ,

Hyderabad / Secunderabad, Telangana ,

Bengaluru / Bangalore ,

Chennai ,

Kolkata ,

Mumbai ,

Pune ,

India

5-8 years

Financial Advisory Services Compliance Wealth Management Customer Servicing Portfolio Management Operational Efficiency Service Portfolio Investment Services Cross Selling banking solutions Sales

3 months ago

Audit Associate

Permanent Job

Pune ,

India

0-2 years

risk assessments Controls Regulatory buy-side trading CFSA Interpersonal quantitative/algo trading Audit Compliance Investment Management Portfolio Management CIA communication CFA Asset Management

4 months ago

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Investment Compliance Jobs in Pune

Team Manager - Investment Guideline Manager

Team Manager - Investment Guideline Manager

Associate, Compliance & Control Representative I

Associate, Personal Account Dealing- Compliance & Control Representative I

Senior Supervisor - Cash & Risk Management

Analyst

Analyst

MULTI PROPERTY DIRECTOR OF SALES & MARKETING

Assistant Vice President - Regulatory/Risk/Performance Reporting

Analyst

Analyst

Consolidation Manager APAC

Support

Senior Associate, Compliance & Control

Team Member-Secretarial_AM

Relationship Manager-First Wealth-North

Audit Associate