Investment Compliance Jobs in Gurgaon Gurugram

Manager / Deputy Manager - Liquidity Control , Delhi

Permanent Job

Delhi ,

India

3-5 years

1500000 - 1900000 INR

Liquidity Management Compliance Management Revenue Generation Investment Financial Management Mis Management Risk Analysis Reporting

a month ago

Associate (Corporate)

Permanent Job

Delhi ,

India

2-4 years

Commercial Contract Review venture capital Investment Documentation Regulatory Compliance Corporate Advisory Legal Due Diligence

a month ago

Wealth Advisor and Financial Planner

Permanent Job

Delhi ,

India

5-7 years

sales growth distribution channels retirement solutions Estate planning HNWI relationships Wealth Management Financial Planning regulatory and compliance requirements investment products Tax Planning

a month ago

Manager- Finance

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

6-8 years

Investment Strategy Bookkeeping Tax Compliance Financial Reconciliation Budgeting Accounting Software Performance Analysis Financial Reporting Cost Analysis

a month ago

Senior Associate - Investment Management

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

5-7 years

investment cases Regulatory Requirements Due Diligence Compliance exit processes fund valuations term sheets

4 months ago

Finance Manager

Permanent Job

Gurgaon / Gurugram ,

India

0-2 years

Vendor Invoices Investment Surplus funds Fixed Deposit Accounts Payables Fixed Deposits Year End Closing Exchange Rate Certificate Invoices Provisions TDS certificates annual financials Companies Act Reconciliations Inventory Periodic Physical Verification Tds Bank Reconciliation Employees Claims Cheques TP audit Financial Budgets Bank Realization Certificate Corporate Consolidation Salary Processing Export Invoices Year End closing Balance Certificate Periodic Physical Verification landlords Sale Invoice Fixed Assets Accounts Service Providers Foreign Inwards Remittances Fixed Assets Register Internal Controls Vendor Payments Operational MIS Audit Accounts Receivables Compliance Status Letters goods/consumables suppliers

5 months ago

Trade Support

Permanent Job

Gurgaon / Gurugram ,

India

1-4 years

Investment Banking Equities Mm Multitasking Financial Products Interpersonal Skills Attention To Detail OTC trade processing Trade support Activities Fx limits Liaison risks Policies Verbal And Written Communication Skills Compliance Fixed Income Products Derivatives Products Trade Life Cycle

4 months ago

Investment Product Manager

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

7-10 years

analytical orientation Interpersonal Skills market updates Analytical Skills investment products Market Intelligence Wealth Management Team Management Skills asset allocation strategies Communication Skills regulatory management streamline process Power Point risk management Lead Management analytic management fund selection business enablers brokerage management visibility AMC management fund manager conference calls Ms Word client communication Compliance collaboration skills Product Evaluation portfolio review process adherence Domain Knowledge Research Excel

5 months ago

Wealth Acquisition Manager _ Bank

Permanent Job

Delhi ,

India

3-5 years

customer service risk management Compliance Wealth Management investment products Sales Financial Markets

5 months ago

NR Insignia Manager (Chief Manager)

Permanent Job

Delhi ,

India

5-7 years

Compliance Financial Acumen Risk Assessment investment expertise

5 months ago

Investment Counsellor - MF (AMC)

Permanent Job

Delhi ,

India

0-2 years

Market Amfi complaint resolution Sales Compliance Forex Investment Mutual fair dealing Product Customer Aml

5 months ago

Tax Supervisor 2, Financial Servies / Hedge Fund

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

5-6 years

U.S. state and local tax tax preparation Hedge Funds Compliance Go-systems Enrolled Agent CCH tax software tax code Taxation investment funds international tax forms Microsoft Excel

5 months ago

Client Financial Partner || Wealth Management Company|| Mumbai & Delhi

Permanent Job

Delhi ,

India

10-12 years

client base compliance needs investment methodology Wealth Management Portfolio Management Analytical Skills Financial Services Communication Skills Sales

3 months ago

Assistant Vice President - Finance Training

Permanent Job

Noida ,

India

Fresher

debt markets Investment Banking finance training Banking Equity commodities Derivatives Capital Markets Financial Planning Capital Budgeting risk management advanced accounting principles project management Securities Trading portfolio management strategies Mergers And Acquisitions Financial Modeling valuation techniques Regulatory Compliance corporate finance financial and managerial accounting F&A process foreign exchange financial restructuring Performance Analysis Asset Management

5 months ago

Registered Investment Advisor

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

5-7 years

financial performance Financial Planning reporting processes investment advisory services Portfolio Management budgeting compliance matters

5 months ago

Registered Investment Advisor

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

5-7 years

financial performance Financial Planning reporting processes investment advisory services Portfolio Management budgeting compliance matters

5 months ago

Urgent Opening- Priority Relationship Manager

Permanent Job

Delhi ,

India

4-8 years

Mutual Fund numerical ability Logical Ability Compliance Portfolio Management Analytical Skills Communication Skills PMS Insurance Financial Planning Stress Management Investment Advisory Wealth Socializing Relation Building Aif

4 months ago

Urgent Opening- Priority Relationship Manager

Permanent Job

Delhi ,

India

4-8 years

4 months ago

Finance Treasury Manager

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

3-5 years

risk assessments Team Management Cash Management financial analysis treasury policies Interpersonal Skills Forecasting Regulatory Compliance Banking Products cash flow forecasts investment portfolios Financial Risk Management Leadership Attention To Detail investment strategies Financial Reports treasury procedures Financial Markets

4 months ago

Finance Treasury Manager

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

3-5 years

5 months ago

Team Member-Secretarial_AM

Permanent Job

Delhi ,

Hyderabad / Secunderabad, Telangana ,

Bengaluru / Bangalore ,

Chennai ,

Kolkata ,

Mumbai ,

Pune ,

India

0-2 years

Foreign Corrupt Practices Act Overseas Direct Investment Foreign Direct Investment Prevention of Corruption Act Corporate Actions FEMA Compliance SEBI Insider Trading Regulations uk bribery act SEBI Takeover Regulations Stamp Act Compliance Shareholders Agreement Listing Agreement Companies Act 2013

4 months ago

Relationship Manager-First Wealth-North

Permanent Job

Delhi ,

Hyderabad / Secunderabad, Telangana ,

Bengaluru / Bangalore ,

Chennai ,

Kolkata ,

Mumbai ,

Pune ,

India

5-8 years

Financial Advisory Services Compliance Wealth Management Customer Servicing Portfolio Management Operational Efficiency Service Portfolio Investment Services Cross Selling banking solutions Sales

3 months ago

Analyst, Core Compliance

Permanent Job

Gurgaon / Gurugram ,

India

4-6 years

Data Analysis data interpretation Investment Banking Risk Assessment Problem Solving Compliance Analytics Asset Management python Tableau Vba Excel

5 months ago

Urgent Opening- Manager/ Sr Manager- Wealth Management

Permanent Job

Delhi ,

India

4-8 years

Mutual Fund Compliance Portfolio Management Product Knowledge Wealth Management PMS Insurance Analytical Financial Planning Stress Management Investment Advisory Socializing Communication Aif

4 months ago

Urgent Opening- Manager/ Sr Manager- Wealth Management

Permanent Job

Delhi ,

India

4-8 years

Mutual Fund Compliance Portfolio Management Product Knowledge Wealth Management PMS Insurance Analytical Financial Planning Stress Management Investment Advisory Socializing Communication Aif

4 months ago

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Investment Compliance Jobs in Gurgaon Gurugram

Manager / Deputy Manager - Liquidity Control , Delhi

Associate (Corporate)

Wealth Advisor and Financial Planner

Manager- Finance

Senior Associate - Investment Management

Finance Manager

Trade Support

Investment Product Manager

Wealth Acquisition Manager _ Bank

NR Insignia Manager (Chief Manager)

Investment Counsellor - MF (AMC)

Tax Supervisor 2, Financial Servies / Hedge Fund

Client Financial Partner || Wealth Management Company|| Mumbai & Delhi

Assistant Vice President - Finance Training

Registered Investment Advisor

Registered Investment Advisor

Urgent Opening- Priority Relationship Manager

Urgent Opening- Priority Relationship Manager

Finance Treasury Manager

Finance Treasury Manager

Team Member-Secretarial_AM

Relationship Manager-First Wealth-North

Analyst, Core Compliance

Urgent Opening- Manager/ Sr Manager- Wealth Management

Urgent Opening- Manager/ Sr Manager- Wealth Management