306

Investment Compliance Jobs

Investment Compliance - Associate 2

Permanent Job

Mumbai ,

India

2-4 years

Investment Compliance CFA Visual Basic Applications FRM Charles River Development CISI

11 days ago

Investment Compliance - Emerging Lead

Permanent Job

Bengaluru / Bangalore ,

India

4-6 years

Investment Compliance UCITS Derivative Coverage testing irc Mutual Fund CFTC Testing Sec Ms Excel Vba

23 days ago

Investment Compliance - Senior Associate

Permanent Job

Bengaluru / Bangalore ,

India

4-6 years

Investment Compliance UCITS Derivative Coverage testing irc Mutual Fund CFTC Testing Sec Ms Excel Vba

23 days ago

Analyst - Legal Compliance

Permanent Job

Mumbai ,

India

1-3 years

Order Management System insurance codes investment compliance Investment Management compliance systems investment guidelines portfolio compliance reports

4 days ago

Team Manager - Investment Guideline Manager

Permanent Job

Pune ,

India

8-10 years

Regulatory Background Team Management Innovation Financial Instruments IT-applications Investment Compliance Communication Microsoft Office Asset Management

3 days ago

Team Manager - Investment Guideline Manager

Permanent Job

Pune ,

India

8-10 years

Investment Compliance Team Management Risk and Control Obligations Regulatory Background Innovation Financial Instruments thought leadership IT-applications German Communication English Microsoft Office Asset Management

3 days ago

Senior Counsel IND

Permanent Job

India

10-12 years

downstream investment compliance requirements Projects joint venture agreement FDI policy RBI regulations Independent security agreements Incoterms demanding deadlines corporate matters oral and written communication skills detail-orientated NBFC share purchase commercial thinking funding regulations Company Law Organizational Skills Supply Chain Competition Regulations inbound and outbound investment Team Player self-motivated credit facility agreements subscription agreement Filing FEMA commercial agreements PPAs procurement Epc Managing O&M agreements financing arrangements shareholders agreements Prioritizing

a day ago

Investment Compliance - Emerging Lead

Permanent Job

Mumbai ,

India

4-6 years

Investment Compliance UCITS Derivative Coverage testing irc Mutual Fund CFTC Testing Sec Ms Excel Vba

a month ago

Investment Compliance - Emerging Lead

Permanent Job

Mumbai ,

India

4-6 years

Investment Compliance UCITS Derivative Coverage testing irc Mutual Fund CFTC Testing Sec Ms Excel Vba

a month ago

Senior Associate/Delivery Lead-Investment Compliance-Guideline Rule Coding (Aladdin/CRD/Sentinel)

Permanent Job

Bengaluru / Bangalore ,

India

0-2 years

Equities Fixed Income Instruments sentinel Logical Reasoning Aladdin Derivatives Bloomberg AIM Geneva Investment Compliance Investment Management Microsoft Office

5 months ago

Investment Compliance - Emerging Lead

Permanent Job

Bengaluru / Bangalore ,

India

4-6 years

Mutual Fund CISI FRM UCITS Charles River Development Investment Compliance CFA Ms Excel Vba

3 months ago

Investment Compliance- Associate 2

Permanent Job

Bengaluru / Bangalore ,

India

2-4 years

Investment Banking compliance monitoring Visual Basic Applications CISI FRM Investment Compliance Monitoring Charles River Development Investment Compliance CFA

3 months ago

Investment Compliance - Manager

Permanent Job

Bengaluru / Bangalore ,

India

9-11 years

Mutual Fund Investment Compliance Coding Visual Basic Applications Financial Risk Manager chartered financial analyst Investment Compliance Monitoring Charles River Development Investment Compliance Compliance Reporting Chartered Institute for Securities & Investment Ms Excel

3 months ago

Lead Analyst - Investment Compliance

Permanent Job

Gurugram ,

Gurgaon / Gurugram ,

India

4-8 years

Problem Solving Leadership Compliance Customer Service Ms Word Reporting Presentation Interpersonal Attention To Detail code of ethics Data Analysis People Management Communication Monitoring Ms Excel Testing

4 months ago

Lead Analyst - Investment Compliance

Permanent Job

Gurgaon / Gurugram ,

India

4-7 years

code of ethics Compliance Data Analysis Monitoring Microsoft Excel Testing

4 months ago

Operations Executive - for Mutual Fund

Permanent Job

Chandigarh

1-3 years

250000 - 300000 INR

Client Servicing Fund Accounting Process Management Data Analysis Nav Calculation Investment Compliance Performance Reporting Fund Operations Risk Management Ms Excel

21 days ago

Assistant Manager- Portfolio Compliance Monitoring

Permanent Job

Gurgaon / Gurugram ,

India

7-9 years

regulatory environments Charles River compliance system Ms Office Application FCA investment compliance compliance monitoring system investment products portfolio monitoring Derivatives client portfolio SFC Sec compliance monitoring UCITS compliance breaches compliance rule testing Fixed Income account mapping Equities investment guidelines

21 days ago

Assistant Manager- Portfolio Compliance Monitoring

Permanent Job

Gurgaon / Gurugram ,

India

7-9 years

UCITS investment products FCA Technology Savvy Equities portfolio monitoring investment compliance regulatory environments rule coding SFC Fixed Income Derivatives Ms Office

25 days ago

Team Leader, Fiduciary & Fund Servs

Permanent Job

Bengaluru / Bangalore ,

India

3-5 years

fund administration services fees investment compliance reports cash & trade reconciliation payments of fees Client Servicing fund valuation Problem Solving procedural changes management fee Key Performance Indicator inter-personal cash monitoring cash projection reports Dividends Mutual / Hedge funds Portfolio Valuations Expenses performance fee Key Risk Indicator communication offshore private funds fund administration services

a month ago

Senior Officer, Fiduciary and Fund Services

Permanent Job

Chennai ,

India

1-3 years

fees investment compliance reports accounting portfolio valuations client records Audit Kyc Fund Administration net asset value calculation OTC deals cash & trade reconciliation fund valuation pricing records Investment Corporate Actions Us Gaap cash projection reports general ledgers fx rates Dividends distribution records IFRS fund administration services Aml

a month ago

Associate Manager, Fiduciary & Fund Servs

Permanent Job

Bengaluru / Bangalore ,

India

3-5 years

FX rates Cash Reconciliation inclusion Compliance Accounting Regulatory process efficiency fund services Risk Management Medical Insurance Control Measures Accounting Entries Portfolio Valuations Flexible Working Cash Monitoring Operations Learning Culture Life Insurance OTC deals retirement savings Corporate Actions Money Laundering Prevention Rca Net Asset Value Investment Compliance Wellbeing Support Core Banking

a month ago

RIsk Management

Permanent Job

Gurgaon / Gurugram ,

India

2-3 years

risk management alternative investments Time Management Skills Due Diligence Attention To Details investment fund industry asset classes Risk Assessment risk profiles risk management policies Regulatory Reporting autonomous resourceful mindset risk analyses cross-functional collaborations risk management monitoring Escalation risk management procedures investment compliance monitoring Accountability Communication Skills asset ownership verification It Compliance

5 months ago

Apprentice

Permanent Job

Bengaluru / Bangalore ,

India

0-2 years

Economics Accounting Finance Anti-Money Laundering Investment Compliance Investment Management Data Management Ms Office

5 months ago

Apprentice

Permanent Job

Bengaluru / Bangalore ,

India

0-2 years

Economics Accounting Finance Anti-Money Laundering Investment Compliance Investment Management Data Management Ms Office

5 months ago

Apprentice

Permanent Job

Hyderabad / Secunderabad, Telangana ,

India

0-2 years

Economics Accounting Finance Anti-Money Laundering Investment Compliance Investment Management Data Management Ms Office

5 months ago

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investment compliance Jobs

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Job Category

Investment Compliance Jobs

Investment Compliance - Associate 2

Investment Compliance - Emerging Lead

Investment Compliance - Senior Associate

Analyst - Legal Compliance

Team Manager - Investment Guideline Manager

Team Manager - Investment Guideline Manager

Senior Counsel IND

Investment Compliance - Emerging Lead

Investment Compliance - Emerging Lead

Senior Associate/Delivery Lead-Investment Compliance-Guideline Rule Coding (Aladdin/CRD/Sentinel)

Investment Compliance - Emerging Lead

Investment Compliance- Associate 2

Investment Compliance - Manager

Lead Analyst - Investment Compliance

Lead Analyst - Investment Compliance

Operations Executive - for Mutual Fund

Assistant Manager- Portfolio Compliance Monitoring

Assistant Manager- Portfolio Compliance Monitoring

Team Leader, Fiduciary & Fund Servs

Senior Officer, Fiduciary and Fund Services

Associate Manager, Fiduciary & Fund Servs

RIsk Management

Apprentice

Apprentice

Apprentice