Insider Trading Jobs in Pune

Associate, Compliance & Control II

Permanent Job

Pune ,

India

1-3 years

market abuse Trading e-comms asset classes bachelors degree compliance policies insider trading wash trading English Trade operations compliance concepts front running regulatory landscape Written Communication Procedures capital market instruments Surveillance Oral Communication Bloomberg Terminal foreign exchange Fixed Income middle office

5 months ago

Team Member-Secretarial_AM

Permanent Job

Delhi ,

Hyderabad / Secunderabad, Telangana ,

Bengaluru / Bangalore ,

Chennai ,

Kolkata ,

Mumbai ,

Pune ,

India

0-2 years

Foreign Corrupt Practices Act Overseas Direct Investment Foreign Direct Investment Prevention of Corruption Act Corporate Actions FEMA Compliance SEBI Insider Trading Regulations uk bribery act SEBI Takeover Regulations Stamp Act Compliance Shareholders Agreement Listing Agreement Companies Act 2013

4 months ago

Associate, Personal Account Dealing- Compliance & Control Representative I

Permanent Job

Pune ,

India

3-5 years

Compliance Insider Risk Financial Services Control conflict of interest Investment Banking Auditing Regulatory Material Non-Public Information Employee Trading Programs

7 days ago

Senior Associate, Compliance & Control

Permanent Job

Pune ,

India

5-7 years

Compliance auditing Accounting Finance conflict of interest compliance issues product/financial services Control Banking English Insider risk regulatory changes protecting material non-public information compliance concepts Investment Banking employee trading programs

a month ago

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Insider Trading Jobs in Pune

Associate, Compliance & Control II

Team Member-Secretarial_AM

Associate, Personal Account Dealing- Compliance & Control Representative I

Senior Associate, Compliance & Control