Surveillance Manager

Job Title: Market Surveillance

Location: Pune

Introduction:

The role will focus on the Surveillance program for Global Markets in accordance with relevant regulatory and legal requirements, firm policies and industry best practices. The individual will work closely with the respective teams in EME, APAC and Americas that cover Surveillance activities.

What will you be doing

Conduct Trade and Control Room surveillance for trading activity across the markets business areas to identify potential instances of market abuse through the analysis of alerts generated by the surveillance platform.

Work with members of the global Market Surveillance teams to document and escalate potential market abuse to support the submission of Suspicious Transaction and Order Reports (STOR/STR) to the appropriate regulator.

Identify opportunities to enhance the surveillance platform and partner with the Market Surveillance Optimisation and Calibration team to implement changes.

Support the Market Surveillance Optimisation and Calibration team in engagements with the Independent Model Validation Unit when seeking model approvals

Assist with developing Management Information that provides insight to the efficiency and effectiveness of the market surveillance operation including drafting commentary for reporting to key stakeholders.

What we're looking for:

Good communication skills, ability to interact and work with key stakeholders

Ability to quickly understand and interchange with a variety of other product and technical areas

Strong understanding of core Global Markets and Market Abuse regulations

Strong Surveillance or Compliance experience in a financial services environment or Regulator

Ability to multi-task and manage projects while completing daily tasks and responsibilities

Familiarity with diverse product types

Graduate / post graduate.

Skills that will help you in the role:

Be tech savvy interested by the opportunities technology provides for quality, efficiency or accuracy

Understand risk management and control functions

Please share your details at [Confidential Information] / contact at 9899879889