Stock Broker Compliance Assistant

Profile : Depository and Stock Broking Compliance Assistant

Qualifications : Graduate and above

Skills : DP Operation and compliance, Stock Broking Operation and compliance

Preference : Experienced more than 1.5 Years

Location : Ahmedabad

CTC : 2.04 p.a. to 4.80 p.a. (Base on skill)

Role Description

This is a full-time on-site role for a Stock Broker Compliance Assistant at Tesk Training Consultancy located in Ahmedabad. As a Stock Broker Compliance Assistant, you will be responsible for assisting with compliance tasks and ensuring adherence to industry regulations. This includes conducting research, analyzing data, preparing reports, and assisting with audits. You will also collaborate with the compliance team to develop and implement compliance policies and procedures.

Qualifications

• Strong knowledge of stock market regulations and compliance requirements
• Excellent analytical and problem-solving skills
• Detail-oriented with strong organizational skills
• Proficiency in data analysis and report writing
• Ability to work independently and as part of a team
• Good communication and interpersonal skills
• Bachelor's degree in finance, business, or a related field
• Experience in a compliance role is preferred