Oversee all business operations relating to compliance including policies, investments, and procedures
Roles & Responsibilities:
- Design and monitor control systems to deal with violations of legal rules and internal policies
- Regularly assess the efficiency of control systems and recommend effective improvements
- Review and evaluate banks procedures and reports to identify hidden risks or common issues
- Perform periodic audits on company procedures and processes, maintain and organize compliance records
- Draft compliance checklists, manuals and other regulatory documentation
- Coordinate with different department leads to review all departmental compliance policies
- Liaise with the senior management to ensure proper implementation of compliance policies
- Initiates investigations when possible non-compliance takes place within the bank
- Facilitate employee training sessions on legal and compliance issues
- Supervise compliance officers and team, share best practices.
- Leverage in-house synergies through collaboration with internal stakeholders
- Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control
- Create an environment that promotes collaborative learning and collective ownership of responsibilities
- Attract and retain best-in-class talent for key roles in their reporting structure
Education Qualification:
Graduation: Any Graduation
Experience: 5 - 10 years of relevant experience
