Lead compliance for all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars.
- Responsible for a Gift City operation and its compliances on day to day working.
- Responsible for coordinating with for all regulatory reporting and compliances in a timely mannerby taking assistance from legal, accounting and compliance teams.
- Responsible for managing investors queries on regular basis related to compliance.
- Flag issues proactively and ability to foresee outcomes keeping in mind the operational riskframework in line with the legal parlance.
- Creating efficient controls for reconciliations, Risk and compliance management and review anddaily / periodical MIS and daily operations management.
- Developing and maintaining partnership with incubators, accelerators, Angel Network, Micro VC etc, running outreach program, Meeting, Evaluating, Coaching, Mentoring and developing founders and support startups eco-system.
- Representing senior management and driving the organizational culture and values among the employee base.
Requirements
Key Technical Requirements:
- CA, with minimum least 5 years in related activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management.
- Knowledge of Finance / Accounting would be preferred.
- Proficient in MS Excel, PowerPoint
Key Skills
- Ability to manage complexity and ambiguity in day-to-day operations
- Excellent oral and written communication skills
- Meticulous reporting, Analytical skills, and an eye for detail
- Strong organizational skills and an orientation toward strict attention to detail
- Ability to think out of the box and look for creative solutions- Numerical skills & Proficiency in MS Office Suite
