Manager/Senior Manager - Ethics & Compliance - Regulatory Compliance

Job Title : Manager/Senior Manager - Ethics & Compliance - Regulatory Compliance

Location : Mumbai/Gurgaon

Experience : 5-7 years

Skills :

Analytical Thinking and Judgment:

Ability to support necessary inputs for decisions by using the information systematically; ability to interpret complex concepts and cause and effect relationships

Company & Industry Know How: knowledge and understanding of the organization & industry

Regulatory Requirements : knowledge and understanding of regulatory requirements and how to meet these on a day to day basis. Drafting & Documentation Skills: Has the ability to draft legal documents; Good Documentation skills for record maintenance

Subject Matter Expertise: Has complete domain knowledge

Connecting with Others: Ability to effectively bring together diverse teams to jointly create results.

Job Description :

• The jobholder will have the responsibility for ensuring good corporate governance and compliance with regulatory environment.
• He/ She will support the Compliance function in the organization by providing compliance assurance, including below:
• Responsible for dissemination of the regulatory notifications, carry out impact analyses on new laws and ongoing monitoring of implementation
• Drive Implementation of various notifications from Authorities by coordinating with various teams and ensure timely implementation
• Maintaining repository of all regulatory changes to ensure its timely availability
• Providing compliance advise on issues pertaining to implementations of laws
• Providing well researched inputs to shape new laws and regulations within prescribed timelines
• Partnering with business to implement new laws, regulations, initiatives and distribution tie-ups smoothly
• Ensure timely submission of periodic regulatory reports and adhoc requirements raised by the regulator/council.
• Providing extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions.
• Vetting and approving the insurance advertisements
• Support business team by working on multiple themes, ensuring the advertisement process, internal guidelines. Compliance requirements are being adhered.
• Ensuring proper drafting, reviewing and vetting of product related documents viz policy terms & conditions and key feature document
• Supporting business by proactively participating in different meetings and giving inputs from legal and compliance point of view.