Legal and Compliance Officer

Job description

A leading SEBI-registered Alternate Asset Management Firm in Mumbai is seeking an experienced candidate for the position of: Legal & Compliance Officer

This is a fantastic opportunity to join a dynamic leadership team within the rapidly expanding alternative investment sector, offering a competitive compensation package in a high-growth company.

Industry Type:

Department: Legal & Regulaory Compliance

Employment Type: Full Time, Permanent

Role & responsibilities

• Regulatory Compliance: Monitor and ensure compliance with SEBI AIF regulations and other legal statutes.
• Policy Implementation: Develop and enforce fund compliance and all statutory/ regulatory policies.
• Legal Documentation: Draft, review, and negotiate agreements for investments, partnership and other operational matters. Ensure all legal terms and complied on regular basis.
• Risk Assessment: Provide legal guidance and evaluate risks for corporate transactions.
• Liaison: Coordinate with all external legal counsel and regulatory bodies, and internal teams.
• Audits & Reviews: Conduct legal audits, identify gaps, and ensure timely rectification.
• Advisory Role: Advise on legal trends and their impact on business operations. provide necessary legal guidance on an ongoing basis.
• Corporate Governance: Uphold ethical standards and governance principles.

Preferred - candidate profile

• Expertise: In-depth knowledge of SEBI AIF, PIT, and AML compliances and regulations (mandatory)
• Education: Qualified Company Secretary (CS) with a degree in Law (LLB).
• Preferred: NISM Series-III-A Compliance Certification.

Skills: Legal drafting, risk analysis, regulatory compliance, negotiation, and strong communication abilities.

Important: As this is a high-priority mandate, we are looking to fill the position urgently. If you are a passionate individual eager to make an impact in your career, we encourage you to apply as soon as possible.Please respond promptly or feel free to email your CV to: .

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