Internal Audit with Risk - FS Domain

Role : Internal Audit with Risk into FS Domain

We are hiring for one of the Big4 Client.

Governance, Risk and Compliance

Investment Banking

• Post-qualification work experience in Risk Management/Compliance/ Internal Audit
• Experience in Operational Risk Management (RCSA, KRI, Incident Management, Reporting, GRC etc.) within FS industry
• Preferably consulting and industry background
• Strong communications and stakeholder management skills
• MBA/CA/CS background
• Good understanding of capital market related products in fixed income, investment banking and/or global capital market products such as Derivatives (Listed Options, Futures, Rates, Credit, Equities and Structured Products), Bonds and Futures etc.
• Understanding of the trade lifecycle
• Attention to detail, good documentation and writing skills
• Team player with ability to work independently in a fast-paced environment and within a small team setting
• Strong analytical skills with ability to accurately and efficiently process information.

Operational risk and/or compliance risk,management framework - RCSA, Controls Testing, Obligations/ Compliance Plan, Internal Loss, KRI management, risk reporting, Third party risk

b. Capital Markets & Investment Banking processesand products - Equities, Fixed Income, Derivatives etc

c. Retail Banking , Corporate Banking

d. First Line of Defence control testing, Second Line control test

Investment banking, institutional securities, treasury, trade life cycle, front office , institutional broking, capital markets, derivatives, fixed incomes.