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Nomura Capital (india)

IAU-Auditor

Early Applicant
  • 22 days ago
  • Be among the first 50 applicants
Exp: 6-10 Years
Mumbai(estd)

Banking/Accounting/Financial Services

(estd)

Job Description

Nomura Overview:
Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit .

Nomura Services India, (Powai) supports Nomura's businesses around the world. Powai s world class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support have played a key role in facilitating Nomura's global operations and are an integral part of Nomura's global expansion plans. The Powai operation is a critical part of the platform to support the growth of Nomura's global business.

Role & Responsibilities of the Position in Brief:

Position Responsibilities:

  • Conducting internal audits for business processes within various Divisions such as Compliance and Legal, with limited or no guidance. This includes planning of execution of audits, as well as timely and effective escalation of control deficiencies, documentation, and also validation of management's remediation of audit issues.
  • Assisting Internal Audit in risk assessments and monitoring performance and developments on a continual basis, and to provide inputs into formulation of the Audit plan

Qualification

Essential

CA/ MBA or equivalent

Desirable

ACAMs, CIA, or equivalent

Key Skills:

Essential

  • Have a strong ability to understand and audit various business processes, identify risks and mitigating controls in the process.
  • Well versed with general audit practices and standards.
  • Have a reasonable understanding of capital markets processes especially those related to Compliance monitoring.
  • Have the ability to communicate at various levels and across multiple regions and teams.
  • Have capabilities in documenting processes, and drafting issues and remediation plans.
  • Have the ability to assess if issue remediation work performed by Management is satisfactory.
  • Should be available to work from office or remotely as required by the company's policies.
  • Ability to deliver to deadlines (budget and time).

Desirable

  • Strong Communication and Interpersonal skills
  • Team player
  • High degree of initiative
  • Strong analytical skills
  • Exposure to Capital Markets/ Investment Banking audits
  • Reasonable understanding of related topics like Information Security, BCP, IT Risk
  • Ability to work in shifts if need be
  • Ability to work in a multi-cultural environment
  • Exposure to project management disciplines

Position Specification:

  • Desired Experience (in years): At least 6 - 10 years of experience in financial services industry or public accounting supporting financial services

Date Posted: 04/11/2024

Job ID: 99138241

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About Company

At Nomura you will discover a unique spirit and proud heritage. Since 1925, Nomura has built on a commitment to deliver unique value to clients by connecting markets East & West. We continue to service our clients in a differentiated way, providing creative and entrepreneurial solutions.If you are keen to be a part of a highly nimble and diverse workforce that offers opportunities for you to build a long term career, then come and discover more about Nomura. This could be a perfect fit for you.Since our founding we have accumulated an unparalled depth and breadth of experience throughout Asia and the rest of the world. We are a highly integrated global network of 27,000 people in 30 countries across our retail, asset management and wholesale (Global Markets and Investment Banking) divisions.

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