Head of Internal Control unit -Capital Market- Asset Servicing Company

This is regarding opening with a leading Asset Advisory Company as a Head of Internal Control Unit- Capital Market

Designation: Head of Internal Control Unit- Capital Market

Experience: - 25 years of experience in internal control, or audit functions, should have Strong understanding of capital market process & regulations

Education: CA or MBA

Location: Mumbai

Job Role:

Design and implement internal control mechanisms with local and international regulatory frameworks.

Fully responsible for the organization to achieve third party approvals like SAS 70 (SOC1)with company policies and identify areas where risks may emerge.

Proactively detect risks and design strategies to mitigate them.

Develop and continually improve the company's risk management framework.

Ensure that SOC 1 audits are conducted regularly, maintaining stringent controls over business operations.

Guide and train staff on risk management and internal control processes.

Lead regular internal audits across business units to ensure consistent adherence to policies and regulatory standards.

Prepare comprehensive reports on internal control and risk management for senior management review.

Help building the ICU team

If this excites you kindly mail me on [Confidential Information]