Reporting directly to local team lead and indirectly to the Head of Compliance Monitoring keep him informed of emerging issues, audit progress and resourcing information;
Delivery of assigned monitoring reviews in conjunction from the commissing GC Team Member
Assisting with planning scope
preparatory review planning;
conducting monitoring fieldwork;
engagement with business areas under review; and
clear reporting in a competent, timely and professional manner.
Liaising with business partners, senior managers and other compliance team members on findings;
Act as a TeamMate + monitoring tool Champion
Facilitating issue tracking and validation of closure of issues;
Ensuring delivery of compliance monitoring is consistent and implemented in accordance with policies and methodology within Group Compliance;
Maintaining the quality of Compliance monitoring reports through review of work papers and reports of other Group Compliance team members;
Assisting the Head of Compliance Monitoring in the design and provision of annual training on the Compliance monitoring methodology;
Contributing to the enhancement of the Group Compliance monitoring process by making recommendations to develop and enhance current Compliance monitoring procedures, tools and techniques; and
Maintaining expertise and pursuing training to keep abreast of new and proposed developments in compliance monitoring field.
