Prepare annual, semi-annual, and quarterly financial reports for Mutual Funds, Life and Annuity Products, 529 Plans and Collective Funds, which include financial statements, notes to the financial statements, financial highlights, and portfolio of investments. Prepare various regulatory filings such as N-MFP, CPO-PQR, N-CSR, 24f-2 and NFA, that are to be filed with regulatory agencies, like the CFTC and SEC.
Key Responsibilities
- Prepare annual, semi-annual, and quarterly financial reports, which includes tailored shareholder report, financial statements, notes to the financial statements, financial highlights, and portfolio of investments.
- Validate financial information for accuracy and analysis of various financial relationships.
- Complete various control roll forwards, reconciliations, and other supporting documentation.
- Diligently work on upcoming regulatory changes which need to be incorporated to existing processes.
- Prepare reports/ filings, such as Forms 24f-2, N-MFP, N-CSR / CPO-PQR, NFA, that are to be filed with regulatory agencies, like the SEC / CFTC respectively.
- Be responsible for various centralized activities, such as internal and external reports and information summaries to facilitate shareholder reporting.
- Identify business requirements for potential system enhancements and/or development of procedural changes to accommodate any financial reporting impacts brought on by regulatory or business initiatives.
- Coordinate and maintain strong relationship with business partners during the preparation of financial reports and regulatory filings (legal, tax, external audit, and investment accounting).
- Manage production deadlines and resolve any reporting issues or inconsistencies that arise during the report production and regulatory filing process.
Required Qualifications
- Degree in Finance and/or Accounting is mandatory.
- Strong understanding of and work experience in mutual fund investment accounting process or shareholder reporting.
- Masters Degree - M.COM/MBA/PGDM
- 1-3 years of relevant experience
Preferred Qualifications
- Experience with InvestOne accounting system and Arc Reporting/ FundSuite / Financial Reporting software a plus.
- Ability to work independently, as we'll as in a team environment and meet tight deadlines.
- we'll versed in MS-Office.
- Excellent Communication (written and oral) and interpersonal Skills.
- Strong analytical and problem-solving skills.
- Strong work ethics with high standards for accuracy and attention to detail.
