Update internal policies related to KYC, AML, insider trading, client onboarding, and investor grievance policy and creating efficient controls for reconciliations, Risk and compliancemanagement and review
- Assist in maintaining all documents related to receipt of investment by AIF and reporting by AIF to its trustee, contributors, and regulators and its operations
- Monitor and process documents required for drawdown notices.
- Preparation of details of schemes required for SEBI/IFSC
- Monitor, track, implement new compliance requirements, processes and reporting
- You will work closely with internal and external stakeholders, including compliance advisors, fund manager, sales teams, fund accountants, and counterparties, to ensure adherence to and improvement of laid-down operational policies, SLAs, and processes in the best interest of the business and all internal and external stakeholders.
- Flag issues proactively and ability to foresee outcomes keeping in mind the operational riskframework in line with the legal parlance.
