Faceless Compliance is looking for Compliance Manager to join our dynamic team and embark on a rewarding career journey
- As a Compliance Manager, you are responsible for ensuring that your organization operates within legal and regulatory guidelines, industry standards, and internal policies and procedures
- Your role involves developing, implementing, and monitoring compliance programs to mitigate risks, maintain integrity, and uphold ethical standards across all areas of the organization's operations
Key Responsibilities:
- Policy Development: Develop, review, and update policies, procedures, and guidelines to ensure compliance with relevant laws, regulations, and industry standards
- Collaborate with legal counsel, regulatory experts, and department heads to address emerging compliance issues and requirements
- Risk Assessment: Conduct risk assessments and audits to identify potential compliance vulnerabilities and areas of improvement
- Analyze internal controls, processes, and practices to assess their effectiveness in mitigating compliance risks and preventing violations
- Training and Education: Provide training and educational programs to employees at all levels of the organization to promote awareness of compliance requirements and ethical standards
- Develop training materials, workshops, and online resources tailored to specific roles and responsibilities
- Monitoring and Surveillance: Implement monitoring systems and surveillance mechanisms to track compliance activities, detect deviations, and identify potential violations
- Conduct regular reviews of operational activities, transactions, and data to ensure adherence to compliance standards
- Investigations and Remediation: Investigate allegations of non-compliance, misconduct, or violations of policies and regulations
- Coordinate with internal departments, legal counsel, and external experts to conduct thorough investigations, document findings, and recommend corrective actions or sanctions as necessary
- Reporting and Documentation: Prepare and submit compliance reports, certifications, and disclosures to regulatory agencies, governing bodies, and senior management
- Maintain accurate records, documentation, and audit trails to demonstrate compliance efforts and evidence due diligence
- Continuous Improvement: Stay abreast of changes in laws, regulations, and industry trends that may impact the organization's compliance requirements
- Implement process improvements, corrective actions, and preventive measures to enhance compliance effectiveness and efficiency
