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CD INFOTECH PVT. LTD

Compliance Executive

Early Applicant
  • a month ago
  • Be among the first 50 applicants

Job Description

JD-

Proficient in working on MS Office including MS Word, Excel and Power point.

Maintaining weekly/monthly Dashboard and proactively follow up and collate the data for the same.

Keeping track of executed documents/agreements, and ensuring their timely renewals by proactively following up with internal business/Sales for such renewals, printing and getting relevant sign off of SPOC/HOD on the contract sign off forms etc.

Franking and execution of the Agreement/documents end to end, ensuring custody of Original Agreement with legal department and upload scanned Agr/documents on DMS from time to time.

Request for petty cash with Finance and reconciliation thereof.

Co-ordinate/follow-up with internal stakeholders for agreements relating to members (Banks/Financial Institutions, etc) and regulatory letters for responses;

Co-ordinate/follow-up with Internal Teams for responses for various legal documentation;

Prepare the member pendency list and co-ordinate with Operations Team for current updates;

To act as back up for internal Contract staff (Advisory) and checker for BAU work

Take stock of disposed off matters/Agreements and send such files to the Warehouse periodically;

Record keeping of various regulatory letters, circulars and other regulatory communications.

Job Type: Full-time

Pay: 25,
  • 00 - 30,000.00 per month

    Jadwal:
  • Day shift
Tunjangan:
  • Provident Fund

Work Location: In person

More Info

Skills Required

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Date Posted: 21/10/2024

Job ID: 97393337

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