Compliance Executive

We are looking forward for a Compliance Officer for Stock Broking Business

Responsibilities

Major responsibilities would be to assist Compliance officer in Gathering analyzing and reporting compliance related reports. To coordinate with all the departments from where the data for reporting needs to be gathered. To check and verify the authenticity of records. Keeping the updates of all the circulars, notices issued by the Exchanges, Depositories, SEBI and other relevant authorities. Filing and updating AML Policy.

Qualifications

Minimum graduation with the experience of at least 2 years in Stock Broking Compliance. Certificate Examination of Compliance Officer.