We're seeking someone to join our team as a Analyst in Asia Wealth Management Operations .
In the Client Onboarding And Regulatory Services division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance.
Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals.
What You'll Do In The Role
- The Refresh Process Specialists are expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation.
- Able to escalate appropriately any risks identified during the documentation review process.
- Partnering with the client facing teams to collect required documents and associated information to meet all regulatory and internal polices
- Act as a subject matter expert on required AML/ KYC documents and process.
- Manage and facilitate client due diligence, including coordinating the participation of MS stakeholders who have KYC responsibilities
- Serve as point of contact for KYC and reporting issues for designated clients
- Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues.
- Act as an escalation point for client issues - troubleshoot cases and collaborate on solutions.
- Review cases before handover to Non Market Risk for assessment
- Represent the team at Working Groups and Steering Committee meetings, providing progress updates.
What You'll Bring To The Role
For Periodic review roles previous experience working in an AML/KYC role, required
- Strong written and oral communication skills, able to influence internal and external stakeholders, attention to detail
- Strong analytical, prioritization and organizational skills
- Strong risk and controls awareness
- Capacity to think laterally and convey an understanding of the big picture
- Maintains a sense of urgency and ability to prioritize/multi-task
- Strong client focus and ability to partner with various internal groups and client coverage
- Ability to successfully navigate a complex infrastructure that involves numerous groups and individuals
- Consultative in approach, understanding and anticipating business partner needs and proactively delivering solutions
- Ability to work under pressure and to fixed deadlines
What You Can Expect From Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years. At our foundation are five core values putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back that guide our more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Our Firm is differentiated by the caliber of our diverse team, while our company culture and commitment to inclusion define our legacy and shape our future, helping to strengthen our business and bring value to clients around the world. Learn more about how we put this commitment to action: morganstanley.com/diversity. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents.
Posting Date
Jun 27, 2024
Primary Location
Non-Japan Asia-India-Karnataka-Bengaluru
Education Level
Bachelor's Degree
Job
Other
Employment Type
Full Time
Job Level
Associate
