- As a CTB Team Specialist perform business analysis activities in order to define solutions, utilising a mix of product, process knowledge and technical domain knowledge. They partner with RTB, Tech and other stakeholders on solution implementation, analyse and exposes complex issues, identify root causes and propose future actions.
- Lead the remediation effort for controls for the defined area and work with the Controls Standards Committee to ensure best practice
- Deliver remediation effort for reconciliation controls on the Legacy platform and/or on the new reporting platform.
- Regional management responsibilities with possible responsibility for a small team of employees and consultants.
- Support global management by performing duties to support and develop the team locally.
- Key local regime lead face off into Controls CTB team
- Point of escalation for stakeholders and global counterparts.
- Document business processes, business rules and reference data requirements
- Become a key contact for IT colleagues to assist on query resolution during system design and build
- Plan, test and control deployment and verification process. Prepare test strategy and approach
- Ensure timely escalation of any issues to Operations, Management and IT where appropriate.
- Work towards improving efficiency, controls and overall reporting framework.
- You will have a Bachelor Degree with at least 5-8 years of relevant working experience
- You will have a background in Capital Markets and preferably knowledge of Derivative Products, including Listed Derivatives, FX, Commodities, Equity, Credit and Interest Rates.
- You deliver on Business Process Transformation initiatives and Software Delivery projects; to identify project risks and barriers; to support Business Migration through process change or software delivery; and to track and realise business benefits
- You have previous leadership experience and have the ability to work independently as well as part of a team, including interfacing across all levels
- You can identify the right levels of control and measures required, building a strong yet flexible workflow.
- You actively ensure existence of mitigating controls and take personal responsibility for enhancing processes.
- Take ownership for and follow through to conclusion on any issues or questions submitted by Operations technology teams
- You are aware of the long term impact of regulatory environment and market changes on the business. You make plans where appropriate to adapt control processes and procedures.
- You will be articulate and have strong communication skills
- You are able to handle multiple work streams and prioritize effectively.
- You actively look for new opportunities for self-development and career progression.
- You show dedication to learn from experience and mistakes; actively seek out feedback and adjust behavior accordingly.
- You consistently exceed expectations and respond actively and positively to changing circumstances.
- You will have an added advantage if you possess prior regulatory experience in MiFID / EMIR /CFTC or other APAC regulations
Posting Date
Apr 29, 2024
Primary Location
Non-Japan Asia-India-Maharashtra-Mumbai (MSA)
Education Level
Bachelor's Degree
Job
Other
Employment Type
Full Time
Job Level
Director