About us:
Embark on a fintech journey like never before with 5paisa. We're not just redefining finance; we're rewriting the rules. Join us at the forefront of innovation, where your career is a thrilling adventure in the future of fintech. With cutting-edge tech, transparent transactions, and user-centric design, 5paisa is your gateway to a career that's as dynamic as you are. Ready to be a part of the revolution Welcome to 5paisa, where your aspirations meet innovation.
Role Overview:
As the Internal Auditor for 5paisa you will play a critical role in safeguarding the integrity of our operations and ensuring compliance with regulatory requirements.
What You Can Expect:
- Learning and Growth: Be part of a team that values continuous learning and encourages mentorship. Your journey with us will involve expanding your skill set and shaping your career path.
- Dynamic Environment: Expect a dynamic and challenging work environment where your expertise directly influences the success of our private cloud platform.
- Mentorship and Leadership: Experience a collaborative culture where your contributions matter. Foster a learning environment by providing mentorship and technical leadership.
Responsibilities:
- Internal Audits: Conduct comprehensive audits of internal processes, policies, and procedures across various departments within the broking firm. This will involve assessing the adequacy of controls, identifying risks, and evaluating the effectiveness of governance frameworks.
- Regulatory Compliance: Ensure compliance with applicable regulatory standards, including SEBI regulations, exchange rules, and other relevant laws and guidelines. This will involve reviewing regulatory requirements, identifying potential risks, and recommending corrective actions.
- Risk Assessment: Identify, assess, and evaluate operational, financial, and compliance risks faced by the broking firm. Develop risk mitigation strategies and monitor their implementation.
- Fraud Detection: Implement effective fraud detection and prevention measures. Investigate suspected fraudulent activities and report findings to management.
- Reporting: Prepare detailed audit reports, including findings, recommendations, and management action plans. Communicate audit results to relevant stakeholders, including senior management and regulatory authorities.
- Continuous Improvement: Promote a culture of continuous improvement by identifying opportunities to enhance internal processes and controls. Provide recommendations for process enhancements and best practices.
Qualifications:
- Bachelor's degree in commerce, finance, or a related field.
- CA, CIA, or CISA certification preferred.
- Minimum 8-10 years of experience in internal auditing, preferably in the financial services industry.
- Strong understanding of broking operations, financial markets, and regulatory requirements. Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Ability to work independently and as part of a team.
Why Join 5paisa:
- Innovative Culture: Be part of a company that is driving innovation in the fintech industry. Your role will contribute to the ongoing transformation of how people manage and access their money.
- Tech-Driven Solutions: Work on tasks that not only challenge your skills but also contribute to improving tech productivity, efficiency, and customer experience.
- Professional Growth: Join a team that values your growth and encourages you to take on challenges, learn, and develop your skills.
